Investment Advisor

For Whom Investment Advisor Certification:

• After completing both the levels of this examination, an associated person is eligible to provide the investment advice to the traders in the capital market. By the term, associated person, we mean a temporary or a permanent employee of any entity that is operating in the security space in India.
• By completing NISM Investment Adviser level 1, an associated person gets oriented to the wealth tax, income tax and legal formalities of estate planning in the field of personal finance. He/she can also comprehend the regulatory aspects of the advisory.
• On successfully completing the examination, the person gets to know the fundamentals of investment advisory, moves towards the advisory process and is able to make and implement various financial plans.
• NISM Series XA also helps the associated person to get himself acquainted with the financial planning used as an investment approach, retirement planning, insurance etc. The person can also use them to develop good long term relationships with their customers.
• This course helps the advisers to make out how to understand various products and their suitability. They can also understand how and why their recommendations can affect the risks on investment.
• They can also understand how the various products can impact the strategies and returns of the investors or the other prospective investors in the capital market within their personal finance environment.
• This course informs them about the basics of the Indian derivatives and equity markets. It helps them in understanding their functioning, systems and the risks that are involved in both the spot and the futures market.
• In short, this certification course imparts the correct and complete knowledge to people who plan to work with the equity derivatives segment of any recognized stock exchange or even if they are associated with any product of these exchanges